Lists of documents that describe the U.S.pharmaceutical GMP regulatory system arranged by Specific Equivalence Assessment Criteria asContained in Appendix 4 of the Pharmaceutical GMP Annex. Copies of all documents have been providedto the EMEA. http://www.fda.gov/oia/pharmgmp.html I. Legal/Regulatory authority and structures andprocedures providing for post- and pre-approval: A. Appropriate statutory mandate and jurisdiction. 1.U.S. Federal Food, Drug, and Cosmetic Act, As Amended Feb-1998: Section 201 (Title 21 United StatesCode (U.S.C.) Section 321) - Definitions. Section 501 (21 U.S.C. 351) - Adulterated Drugs and Devices. Section 502 (21 U.S.C. 352) - Misbranded Drugs and Devices. Section 505 (21 U.S.C. 355) - NewDrugs. Section 506 (21 U.S.C. 356) - Fast Track Products. Section 510 (21 U.S.C. 360) - Registrationof Producers of Drugs and Devices. Section 512 (21 U.S.C. 360b) - New Animal Drugs. Section 701(21 U.S.C. 371) - Regulations and Hearings. Section 702 (21 U.S.C. 372) - Examinations andInvestigations. Section 703 (21 U.S.C. 373) - Records of Interstate Shipment. Section 704 (21 U.S.C.374) - Factory Inspection. Section 705 (21 U.S.C. 375) - Publicity. Section 708 (21 U.S.C. 379) -Confidential Information. Section 709 (21 U.S.C. 379a) - Presumption. Section 711 (21 U.S.C. 379d)- Automation of Food and Drug Administration. Section 741 (21 U.S.C. 379k) - Information System. Section 742 (21 U.S.C. 379l) - Education. Section 801 (21 U.S.C. 381) - Imports and Exports. Section802 (21 U.S.C. 382) - Exports of Certain Unapproved Products. Section 803 (21 U.S.C. 383) - Office ofInternational Relations. Section 901 (21 U.S.C. 391) - Separability Clause. Section 903 (21 U.S.C.393) - Food and Drug Administration Mission Statement. 2. Public Health Service Act: Section 351 (42U.S.C. 262) - Regulation of Biological Products. Section 361 (42 U.S.C. 264) - Control ofCommunicable Diseases. 3. Federal Anti-Tampering Act, 18 U.S.C. 1365. 4. Administrative ProceduresAct (5 U.S.C. 551, et seq.) 5. Other Enforcement Acts: 18 U.S.C. Chapter 1 - Crimes - GeneralProvisions. 18 U.S.C. Chapter 7 - Assault. 18 U.S.C. Chapter 19 - Conspiracy. 18 U.S.C. Chapter 47- Fraud and False Statements. 18 U.S.C. Chapter 63 - Mail Fraud. 18 U.S.C. Chapter 73 - Obstructionof Justice. B. Ability to issue and update binding requirements on GMPs and guidance documents. 1. U.S.Federal Food, Drug, and Cosmetic Act, As Amended Feb-1998: Section 201 (21 U.S.C. 321) -Definitions. Section 701 (21 U.S.C. 371) - Regulations and Hearings. 2. Administrative Procedures Act -Section 553 (5 U.S.C. 553). 3. Code of Federal Regulations (CFR): 21 CFR 5 - Delegations of authorityand organization. 21 CFR 10 - Administrative Practices and Procedures. C. Authority to makeinspections, review and copy documents, and to take samples and collect other evidence. 1. U.S. FederalFood, Drug, and Cosmetic Act, As Amended Feb-1998: Section 201 (21 U.S.C. 321) - Definitions. Section 701 (21 U.S.C. 371) - Regulations and Hearings. Section 702 (21 U.S.C. 372) - Examinationsand Investigations. Section 703 (21 U.S.C. 373) - Records of Interstate Shipment. Section 704 (21U.S.C. 374) - Factory Inspection. Section 709 (21 U.S.C. 379a) - Presumption. Section 711 (21 U.S.C.379d) - Automation of Food and Drug Administration. 2. Public Health Service Act - Section 351 (42U.S.C. 262) - Regulation of Biological Products. 3. Code of Federal Regulations (CFR): 21 CFR 2.10 -Examination and investigation samples. 21 CFR 200.10 - Contract facilities utilized as extramuralfacilities by pharmaceutical manufacturers. 21 CFR 310.305(f)(3) - Records and reports concerningadverse drug experience for marketed prescription drugs without approved New Drug Applications. 21CFR 320.34(a) - Requirements for batch testing and certification by FDA. 21 CFR 320.36(b) -Requirements for maintenance of records of bioequivalence testing. 21 CFR 320.38 - Retention ofbioavailability samples. 21 CFR 320.63 - Retention of bioequivalence samples. 21 CFR 510.300 -Records and reports concerning experience with new animal drugs. 21 CFR 600.20 - 600.22 -Establishment Inspection. 21 CFR 601.10 - Establishment licenses; issuance and conditions. 4.Compliance Policy Guides: General Section 100.200 - FDA Jurisdiction over Products Composed ofInterstate Ingredients. Section 100.350 - FDA Jurisdiction on Indian Reservations. Section 100.500 -Common Carrier as a Relabeler, Repacker, Reprocessor. Section 100.550 - Status and Responsibilitiesof Contract Sterilizers Engaged in the Sterilization of Drugs and Devices. Section 160.300 - Requestsfor Records under Section 703. Section 160.750 - Drug and Device Products Found in Violation of GMPReconditioning. Human Section 460.100 - Hospital Pharmacies - Status as Drug Manufacturer. 5.Regulatory Procedures Manual: Chapter 2 - FDA Authority. Chapter 6 - Judicial Actions. Chapter10 - Other Procedures. D. Ability to enforce requirements and to remove products found in violation ofsuch requirements from the market. 1. U.S. Federal Food, Drug, and Cosmetic Act, As Amended Feb-1998: Section 201 (21 U.S.C. 321)- Definitions. Section 301 (21 U.S.C. 331) - Prohibited Acts. Section 302 (21 U.S.C. 332) - Injunction Proceedings. Section 303 (21 U.S.C. 333) - Penalties. Section 304 (21 U.S.C. 334) - Seizure. Section 305 (21 U.S.C. 335) - Hearing Before Report of CriminalViolation. Section 306 (21 U.S.C. 335a) - Debarment, Temporary Denial of Approval, and Suspension. Section 307 (21 U.S.C. 335b) - Civil Penalties. Section 308 (21 U.S.C. 335c) - Authority to WithdrawApproval of Abbreviated Drug Applications. Section 309 (21 U.S.C. 336) - Report of Minor Violations. Section 501 (21 U.S.C. 351) - Adulterated Drugs and Devices. Section 502 (21 U.S.C. 352) -Misbranded Drugs and Devices. Section 503 (21 U.S.C. 353) - Exemptions and Considerations forCertain Drugs, Devices, and Biological Products. Section 503A (21 U.S.C. 353a) - PharmacyCompounding. Section 505 (21 U.S.C. 355) - New Drugs. Section 506 (21 U.S.C. 356) - Fast TrackProducts. Section 512 (21 U.S.C. 360b) - New Animal Drugs. Section 701 (21 U.S.C. 371) -Regulations and Hearings. Section 702 (21 U.S.C. 372) - Examinations and Investigations. Section703 (21 U.S.C. 373) - Records of Interstate Shipment. Section 704 (21 U.S.C. 374) - Factory Inspection. Section 705 (21 U.S.C. 375) - Publicity. Section 709 (21 U.S.C. 379a) - Presumption. Section 711(21 U.S.C. 379d) - Automation of Food and Drug Administration. Section 742 (21 U.S.C. 379l) -Education. Section 801 (21 U.S.C. 381) - Imports and Exports. Section 802 (21 U.S.C. 382) - Exportsof Certain Unapproved Products. Section 803 (21 U.S.C. 383) - Office of International Relations. 2.Public Health Service Act: Section 351 (42 U.S.C. 262) - Regulation of Biological Products. Section361 (42 U.S.C. 264) - Control of Communicable Diseases. Section 2128 (42 U.S.C. 300aa-28) -Manufacturer Recordkeeping and Reporting. 3. Code of Federal Regulations (CFR): 21 CFR Part 1 -General enforcement regulations. 21 CFR Part 2 - General administrative rulings and decisions. 21CFR Part 5 - Delegations of authority and organization. 21 CFR Part 7 - Enforcement policy. 21 CFRPart 10 - Administrative practices and procedures. 21 CFR Part 12 - Formal evidentiary public hearing. 21 CFR Part 13 - Public hearing before a public board of inquiry. 21 CFR Part 15 - Public hearingbefore the Commissioner. 21 CFR Part 16 - Regulatory hearing before the Food and DrugAdministration. 21 CFR Part 17 - Civil money penalties hearing. 21 CFR 312.44 (b) (1) (iii) and (vi) -Termination of an Investigational New Drug. 21 CFR 314.170 - Adulteration and misbranding of anapproved drug. 21 CFR 314.125 - Refusal to approve an applica